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Senior Compliance

Senior Compliance

A Trust and Corporate Services Group which have built a reputation for providing value added services which enables our clientele to attain their objectives, are looking for a Senior Compliance to join their team. 

Main responsibilities:

  • Report to the Head of Compliance;
  • Develop, maintain and update the Company’s policies and Compliance Manual;
  • Conduct periodic review, including testing of procedures and policies and draft report to management regarding same;
  • Assist in the risk assessment procedure and monitoring of risk mitigating techniques and control;
  • Respond to regulatory enquiries and third-party examiners;
  • Interact with various departments within the organization to ensure consistency in policies and procedures;
  • Monitor new legal and regulatory developments and update policies and procedures accordingly;
  • Conduct employee training with respect to compliance policies and procedures;
  • Ad hoc projects as and when necessary.

Main requirements:

  • At least 4 years in Compliance field (Banking or Financial Services Industry);
  • Preferably LLB or LLM or
  • Member of the Association of the Certified Anti-Money Laundering Specialist (ACAMS); or
  • BSc in Law and Management and member of professional body or equivalent qualifications;
  • Strong understanding KYC/CDD procedures;
  • Good insight into local and international regulatory trends / initiatives;
  • Conversant with applicable laws and regulations in the Global Business industry;
  • Possess a high moral character and professional integrity;
  • Excellent written, spoken and presentation skills.