Connecting Linkedin...

W1siziisinrozw1lx2fzc2v0cy9jyxn0awxszs9qcgcvymfubmvylwrlzmf1bhquanbnil1d

Junior Compliance Associate

Junior Compliance Associate

Job Title: Junior Compliance Associate
Contract Type: Permanent
Location: Ta'Xbiex, Malta
Industry:
Salary: €20,000 to €25,000
Reference: 2700
Contact Name: Justina Zammit
Job Published: August 25, 2017 10:01

Job Description

An international brand which specializes in pensions provision, are currently looking for a junior compliance associate to join their compliance team.

Job description:

  • Assisting the Group Head of Compliance in the day-to-day running of the compliance activities focusing mainly on:
  • Setting up and reviewing Terms of Business with Introducers.
  • Undertaking compliance checks on new business whilst ensuring that established time-frames are constantly met.
  • Carry out client screening investigations and escalating any issues as appropriate.
  • Dealing with requests and enquiries received from Regulatory and law enforcement authorities.
  • Participating in the development and implementation of compliance policies and procedures.
  • Liaison with other Group offices.

Requirements:

The ideal candidate will ideally have worked in the Financial Services Industry for at least 3 years. Knowledge in compliance will be considered an asset.