Compliance Manager / MLRO
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Location
Mauritius
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Sector:
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Contract Type:
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Salary:
Attractive
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Contact:
Noorina Abdoulraman
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Job Reference:
5946
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Published:
18 days ago
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Expiry:
2019-12-31
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Client Details:
Castille
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Consultant:
Noorina Abdoulraman
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Skills tags:
As an investment dealer with vast experience in the development of Forex activity, my client is looking for a Compliance Officer to join a global team of professionals.
Duties and responsibilities:
- Implement and manage an effective compliance program and compliance reporting calendar which is in line with laws and regulations of Mauritius;
- Serve as a resource on all compliance matters including drafting and standardising compliance policies and procedures;
- Monitor operational performances, report to Head of Compliance and make recommendations to rectify any deficiencies;
- Ensure the operational activities are in line with the policies;
- Conduct timely compliance reviews;
- Put in place and ensure effective functioning of STR procedures;
- Act as the principal point of contact for the regulators;
- Inform Director / Head of Compliance about all regulators requirements and announcements;
- Share with Director / Head of Compliance all correspondence to-from the regulator;
- Conduct in-house training and awareness on compliance and money laundering;
- Ensure Director / Head of Compliance are informed about new developments and issued guidelines;
- Ensure the staff are complying with the prescribed guidelines;
- Provide advice to business unit on issues of compliance;
- Promote a compliance culture across the company through training and awareness program;
- Assist the Director / Head of Compliance in the implementation of robust and effective compliance and anti-money laundering (AML) control within the organisation;
- Ensure compliance with the standard operating and the set guidelines;
- Check and review customers, KYC documents;
- Review the customers economic profile or portfolio and conduct regular monitoring;
- Assist the compliance and anti-money laundering functions in the formulation and review of the policies procedures, standards and guidelines;
- Provide support in relation to anti-money laundering related matters;
- Provide and analyse reports on regular basis as directed by the Director / Head of Compliance;
- Investigate, document and report any suspicious or fraudulent activities to the Head of Compliance.
Requirements:
- Proven experience as compliance officer - leading a team;
- First degree in law, management or any related field;
- Certified compliance professional.