A regulated investment services company is seeking to employ a Compliance Executive for their local office in Malta.
- Execution and oversight of the risk-based Compliance Monitoring Program designed to assess the effectiveness of controls and/or processes implemented to mitigate certain risks.
- Ensure and also take an active role in assisting in the Company’s day-today and routine compliance procedures and obligation such as the review of new client account opening requests in line with in house policies and procedures
The ideal candidate will have previous experience in working in a regulated, investment services environment with good compliance knowledge of compliance frameworks.
For more information please apply online or contact Simon on (+356) 99 343 394