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Compliance Analyst (Full time/Indefinite)

  • Location

    Malta

  • Sector:

    Banking

  • Contract Type:

    Permanent

  • Job Reference:

    SPRK-1501-841

  • Published:

    7 days ago

  • Expiry:

    2020-03-15

  • Client Details:

    Sparkasse Bank Malta plc

  • Skills tags:

    Compliance

Sparkasse Bank Malta plc is a licensed Credit Institution which provides Private Banking, Investment Services and Custody/Depository services.

Our team is formed of young, dynamic professionals who are part of an environment which promotes team spirit and rewards competence.

As a result of our continuous growth, a vacancy has arisen for an Compliance Analyst (junior/semi-junior/senior) within our Compliance Department.

Main Duties and Responsibilities:

  • Monitoring regulatory and legislative developments
  • Supporting the business to respond to regulatory change through leading regulatory change projects
  • Guiding the business in their interaction with international, institutional and corporate customers at onboarding stage and during the course of the customer relationship (non AML related
  • Identifying compliance risks and supporting the business to improve/introduce controls to mitigate risks
  • Assisting in the execution of the Compliance Monitoring Plan
  • Assisting in dealing with correspondence and/or responding to queries from regulators
  • Dealing with customer complaints to ensure they are resolved in line with regulatory standards.
  • Performing oversight over Regulatory Reporting
  • Working to achieve increased compliance awareness and maintain a strong business compliance culture
  • Other ad-hoc duties required for the operation of the Compliance function

Qualifications / Requirements:

  • University degree in Banking, Finance or Law is considered an asset
  • IFS Qualifications or other relevant banking/investments/compliance qualifications
  • Knowledge of financial services legislation and regulation, in relation to banking and investment products and services
  • Preferably a minimum of 1 year experience working in the financial services industry
  • Ability to research and analyze, with attention to detail
  • Must have objective approach to be able to exercise independent judgment, express opinions and make impartial recommendations
  • Assertive individual, capable of gaining the respect of senior management, colleagues and regulators
  • Excellent command of English, both oral and written

Extensive training is provided

An attractive remuneration package is offered to the right candidate