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Analyst – Securities and Markets

Lead regulatory institution is seeking to employ an Analyst – Securities and Markets to engage in the fields of collective investment schemes, regulated markets, central securities depositories, financial and non-financial entities falling under the scope of EMIR and recognised administrators.

The selected candidate will:

  • Lead and participate in on-site inspections of investment firms and undertake thematic on-site visits.
  • Engage and Address any regulatory issues that may arise in the normal course of the investment firms’ business.
  • Represent the investment firms’ team in engagement with internal and external stakeholders.
  • Provide the appropriate supervisory guidance when required by investment firms.
  • Have to keep abreast of new regulations which may impact investment firms and provide input on policy issues.
  • Ensure that any arising issues with the investment firms are dealt with expeditiously.

Requirements, Competencies and Qualifications

  • Academic background in Accountancy or Banking and Finance related background with minimum Level 6 by NQF, any additional qualifications will be considered an asset.
  • Minimum of 3 years working experience in the area of Financial Services Sector.
  • If not in possession of the necessary academic or professional qualification, a minimum of 7 years of experience would be still considered an equivalent.

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