- Conducting first reviews for suitability assessments in the processing of applications for Changes in Control and Approved Persons in regulated entities in line with regulatory requirements;
- Conducting first reviews for changes to the Offering Documentation in line with regulatory requirements;
- Conducting due diligence checks including coordinating with foreign regulators and other third parties as necessary;
- Dealing with regulatory queries as may be required.
We are looking for candidates with solid academic background in Banking and Finance or Law in another finance related background.
You will also possess a minimum of three (3) years working in the financial services. Candidates with longer working experience relevant to the role will be preferred.
If you do not have the necessary academic or professional qualifications but you have at least seven (7) years of relevant experience, we would still be interested in speaking with you.