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Head of Compliance and MLRO

A well-established independent financial asset management services provider in multiple juridistictions, is currently looking to recruit a Compliance and MLRO officer to join their team in Malta.  



Job Description  

 

 

  • Ensure compliance with legal and regulatory obligations. 

  • Manages day-to-day operation of the compliance and MLRO functions and adherence to the Companie’s Compliance Manual. 

  • Provision of advice to the Company and enforcement on compliance and AML matters throughout operations. 

  • Develops and updates a regulatory and statutory reporting program and liaises with departments.

  • Maintains compliance registers and the Compliance Monitoring Programme as required by statutory and regulatory requirements.

  • Identify areas of vulnerability, collaborates and liaises with departments to resolve legal and compliance issues. 

  • Performs Onboarding KYC and periodic due diligence procedures.

Skills and Experience  

  • Minimum 3 years proven experience as Compliance Officer and/or MLRO 

  • Currently authorized by MFSA to act as Compliance Officer and/or MLRO; 

  • Good knowledge of funds functioning and interactions between stakeholders in the fund industry; 

  • Good understanding of the AIFMD and UCITS requirements; 

  • Ability to understand financial products including private equity and real estate

  • Able to work independently and strong team player

  • Good organisation skills

  • Fluent in English