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Head Of Compliance

Our client operating in the Banking and Finance Industry is looking to recruit a Head of Compliance to join their growing team.  

Responsabilities include: 

Regulatory Compliance 

  • Design, implement and maintain the Company’s Compliance Monitoring Program. 

  • Prepare and submit all of the relevant regulatory reporting to the relevant authorities. 

  • Design and implement policies and procedures to ensure compliance with changes in regulations. 

  • Lead and manage all relevant aspects of any audits or visits from the MFSA or FIAU. 

  • Develop an effective AML compliance culture. 

  • Assess promotional material and procedures to ensure compliancy. 

AML/CFT Framework 

  • Ensuring the Bank’s compliance with AML/CFT requirements and monitor day-to-day implementations. 

  • Establishing and maintaining a regular oversight reporting function to test and report on the adequacy of the Bank’s procedures and systems. 

  • Be responsible for carrying out risk assessments, in line with the company’s policies and procedures. 

  • Provide guidance to staff with respect to any AML related query. 

  • Be responsible for the implementation and maintenance of any of the Bank’s anti financial crime system and KYC profiling. 

  • Reviewing and signing-off high risk client account openings, and client reviews.  

The ideal cadidate would have: 

  • 7+ years industry experience in financial services, with 5+ years in a senior risk and compliance role. 

  • Have relevant qualifications / training in relevant financial services compliance.