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Financial Services Manager

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A Financial Services company providing audit, accounting and legal services is currently looking for a Financial Services Manager join it's team.

Reporting to the Directors  you will be responsible for: 

  • Leading regulatory compliance projects and providing support to team members, ensuring that all deliverables are concluded in a timely manner.

  • Managing licence applications and liaising with clients in relation to application submissions.

  • Participating in engagements as an expert in regulatory on-site visits.

  • Coaching, mentoring, and guiding other advisors.

  • Delivering training sessions and workshops, as may be required from time to time.

  • Providing consultancy and regulatory support to designated officers, so appointed on licensed entities.

  • Managing internal and external reviews of the adequacy of policies and procedures and their implementation, and the drawing up of remediation plans.

  • Providing internal support to the entities within the Group in the development of procedures and the application of those procedures.

  • Responding to enquiries received from prospective clients and preparing proposals for the clients’ consideration.

  • Designing, executing, and evaluating the department’s marketing plans to meet established targets and goals.

  • Contributing to content writing and business development.

  • Following the local and international regulatory scene, monitoring, and reviewing all developments within the regulatory environment.


Skills and Experience

  • A university degree or equivalent qualification in a related area.

  • A minimum of 2 years’ experience in a managerial position.

  • A minimum of 5 years’ experience working within the financial services industry.

  • In-depth knowledge of the regulatory framework underlying the financial services industry, and related industries.

  • Good organisational and project management skills, able to delegate work and manage a team.

  • Strong interpersonal skills.

  • A demonstrated commitment to high professional ethical standards.

  • Strong commitment to excellence and a keen eye for detail.

  • Able to prioritise and deliver quality work to meet strict deadlines.

  • Excellent verbal and written communication skills.

  • Previous experience working with a regulatory/supervisory body or advisory firm will be considered an asset.