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Compliance Oversight Manager

One of Malta's leading banks is currently looking for a Compliance Oversight Manager to join its Governance and Control unit.

  • Preparing and delivering a compliance monitoring plan
  • Acting as a point of reference on issues relating to Compliance, AML, product governance and operational risk management
  • Maintaining the customer complaints and the regulatory breach register, and following up accordingly by liaising with Compliance units
  • Assisting the team on tasks related to the creation and categorisation of securities
  • Assisting with internal and external investigations, providing timely reports when required, and conducting regular thematic and on-site compliance reviews

  • Possess previous experience working in an Investment Services environment, focussing on compliance and regulatory affairs
  • Possess high level of knowledge of the rules, regulations and procedures governing investment advisory services
  • Be knowledgeable about MFSA and Central Bank of Malta rules, as well as regulations regarding Anti-Money Laundering, Anti-Financial Crime, Compliance and GDPR
  • Possess excellent communication skills and leadership qualities
  • Be proficient with Microsoft Office computer applications