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Compliance Officer

  • Location

    Malta

  • Sector:

    Financial Services

  • Contract Type:

    Permanent

  • Salary:

    Attractive

  • Contact:

    Stefani Grech

  • Job Reference:

    5464

  • Published:

    8 months ago

  • Expiry:

    15 Sep 00:00

  • Client Details:

    Castille

  • Consultant:

    Stefani Grech

  • Skills tags:

    Anti Money Laundering

A brand specialising in investment and wealth management services for its private and institutional clients is currently looking for a Compliance Officer, who will form part of a team who is responsible for ensuring high level of compliance with internal policies, as well as regulatory standards and policies in relation to UCITS schemes, MiFID II and anti-money laundering.

Responsibilities:

  • Drafting and updating of compliance manuals, compliance plans, policies and procedures in accordance with evolving regulations in terms of anti-money laundering and compliance requirements;
  • Assisting the MLRO in Customer Due Diligence in line with the company’s customer acceptance policy and ensuring that AML procedures are enforced across the firm;
  • Ensuring that all employees adhere to the company policies and procedures;
  • Assist in the preparation of internal reports related to the Compliance Function;
  • Review and Maintenance of compliance files;
  • Keep abreast of all new regulations and ensure compliance within all departments.

Requirements:

  • A degree in Banking and Finance or other relevant area;
  • At least 3 years’ experience in financial services institutions;
  • Fluency in both English and Maltese;
  • Experience in MiFID II and UCITS regulations would be considered an asset, however, adequate training will be provided.