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Compliance Officer

A very well established financial institution is currently looking for a Compliance Officer to join it's team, reporting to the Compliance Monitoring Manager you will be responsible for: 

  • Implementation of controls in order to prevent money laundering and the financing of terrorism
  • Assisting in onboarding of new clients and their screening process
  • Review of personalised client advisory letters prior to them being issued by the business to clients or prospective clients
  • FATCA and CRS regulatory reporting
  • Design, preparation and review of regular and ad-hoc reports and management information statistics for senior management, in collaboration with the Manager
  • Assist in drafting and maintaining corporate governance documents
  • One off assistance in the undertaking of Compliance audits in line with those identified through the Compliance Monitoring Programmes
  • Diploma in compliance, regulation and / or AML, Financial Crime as well as financial services
  • Degree in Law, AML or Financial Services will be considered an asset
  • 2 year experience in a similar post in compliance within the financial services sector
  • Basic Qualification in IT Literacy