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Compliance Analyst

A bank is seeking to recruit a Compliance Analyst to join a young and dynamic Compliance team.

Responsibilities

  • Monitoring regulatory and legislative developments

  • Supporting the business to respond to regulatory change through leading regulatory change projects

  • Guiding the business in their interaction with international, institutional and corporate customers at onboarding stage and during the customer relationship (non-AML related)

  • Identifying compliance risks and supporting the business to improve/introduce controls to mitigate risks

  • Assisting in the execution of the Compliance Monitoring Plan

  • Assisting in dealing with correspondence and/or responding to queries from regulators

  • Dealing with customer complaints to ensure they are resolved in line with regulatory standards

  • Performing oversight over Regulatory Reporting

  • Working to achieve increased compliance awareness and maintain a strong business compliance culture

Requirements: 

  • University degree in Banking, Finance or Law is considered an asset

  • IFS Qualifications or other relevant banking/investments/compliance qualifications

  • Knowledge of financial services legislation and regulation, in relation to banking and investment products and services

  • Preferably a minimum of 1-year experience working in the financial services industry

  • Excellent command of English, both oral and written